Helping business executives manage their financial success

As an executive, you spend your time and energy between the office and home, with little to spare. You know your personal portfolio deserves that same level of dedication and high-level thought. With Woodforest Wealth Strategies as your partner, you can enjoy the confidence of knowing our team is working diligently to guide you on the most direct path to your financial objectives.

We understand the challenges you face, such as finding solutions for concentrated stock positions and strategies to protect your family and your legacy. Our expertise extends to all types of executive transactions, equity-based compensation, company trading policies, and regulatory requirements that impact transactions in company stock.

If you are planning to take a lump sum distribution upon leaving your company, our knowledgeable staff can help you avoid tax penalties and provide strategies to receive your money in a tax-efficient manner.

Lines of credit can also be established to enable executives to manage cash flow and take advantage of opportunities in their personal lives such as purchasing a once-in-a-lifetime vacation or dream home until permanent mortgage financing, which we also offer, is in place.

Since a comprehensive financial plan must consider and prepare for the unexpected such as accidents, illnesses and disability, our team will help you think ahead and prepare contingency plans to address them. We understand that while risk cannot be eliminated, it can and should be mitigated. Our risk management services include life insurance, annuities, long-term care, disability insurance and liability insurance.

Our advisors understand you want your assets in order and working as hard as you do. It’s why we’ve created an efficient, consultative process to evaluate your personal situation and address the specific circumstances.

Services for business executives include:

• Employee stock ownership plans (ESOPs)
• Cashless stock option exercises
• Rule 144 executions
• 10b5-1 sales plans
• Hedging and monetization for concentrated equity positions
• Personalized wealth and investment management
• Banking and lending solutions
• Insurance and annuities
• Tax planning
• Estate planning and charitable giving
• Risk management
• Cash management­

There is no assurance that any investment strategy will be successful. Investing involves risk including the possible loss of capital. Raymond James financial advisors do not render legal or tax advice. Please consult a qualified professional regarding legal or tax matters.